|
1.
|
Civil Cover Sheet; August 10, 2001.
|
|
2.
|
Appearance (of William Bock, III); August 10, 2001.
|
| 3. |
Complaint; August 10, 2001.
|
| 4. |
Summons in a Civil Case (to FFP Securities, Inc.); August 10, 2001.
|
| 5. |
Summons in a Civil Case (to Alliance Capital Management Corporation); August
10, 2001.
|
| 6. |
Summons in a Civil Case (to Jonathan Roberts Financial Group, Inc.); August
10, 2001.
|
| 7. |
Summons in a Civil Case (to FSC Securities Corporation); August 10, 2001.
|
| 8. |
Notice of Availability of a United States Magistrate Judge to Exercise Jurisdiction;
August 10, 2001.
|
| 9. |
Return of Service (on Summons to FFP Securities, Inc.); August 16, 2001.
|
| 10. |
Return of Service (on Summons to Alliance Capital Management Corporation);
August 20, 2001.
|
| 11. |
Return of Service (on Summons to FSC Securities Corporation); August 20,
2001.
|
| 12. |
Return of Service (on Summons to Jonathan Roberts Financial Group, Inc.);
August 20, 2001.
|
| 13. |
Appearance (of William L. O’Connor - for FSC Securities Corporation); August
20, 2001.
|
| 14. |
Notice to Court (on Extension of Time to File Answer - William L. O’Conner-
FSC Securities Corporation); August 20, 2001.
|
| 15. |
Appearance (of James W. Riley, Jr., - FFP Securities, Inc.); August 20,
2001.
|
| 16. |
Notice of Initial Enlargement of Time (for James W. Riley, Jr., - FFP Securities,
Inc.); August 30, 2001.
|
| 17. |
Appearance of (Thomas E. Wheeler); September 6, 2001.
|
| 18. |
Notice of Initial Enlargement of Time; September 6, 2001.
|
| 19. |
Verified Motion to Admit Attorneys Pro Hac Vice (Thomas E. Wack and Leo
J. Asaro - and James Riley for FFP Securities); September 28, 2001.
|
| 20. |
Order (granting Motion to Admit TEW and LEJ along with J. Riley); October
1, 2001.
|
| 21. |
Motion for Extension
of Time (by Jonathan Roberts, Alliance); October 3, 2001.
|
| 22. |
Order Granting Motion
for Extension of Time (for Jonathan Roberts, Alliance); October 4, 2001.
|
| 23. |
Entry Reassigning
Magistrate Judge John D. Tinder, Judge, October 4, 2001; October 4, 2001.
|
| 24. |
Memorandum in Support
of FFP Securities, Inc.’s, Motion to Dismiss Plaintiff’s Compliant; October
5, 2001.
|
| 25. |
FFP Securities, Inc.’s
Motion to Dismiss Plaintiff’s Complaint; October 5, 2001.
|
| 26. |
Defendants’ Roberts/Alliance
Brief in Support of their Motion to Dismiss; October 9, 2001.
|
| 27. |
Defendants’ Roberts/Alliance
Motion to Dismiss; October 9, 2001.
|
| 28. |
FSC Securities Corporation
Brief in Support of Motion to Dismiss; October 9, 2001.
|
| 29. |
Motion to Dismiss
by FSC Securities Corporation; October 9, 2001.
|
| 30. |
Joinder of FFP Securities,
Inc., in the Motion to Dismiss and Brief in Support of Jonathon Roberts
Financial Group, Inc./Alliance Capital Management Corporation; October 11,
2001.
|
| 31. |
Plaintiff’s Motion
for Extension of Time to Respond to Defendant FFP Securities, Inc.’s Motion
to Dismiss; October 25, 2001.
|
| 32. |
Plaintiff’s Motion
for Extension of Time to Respond to Defendant FSC Securities Corporation’s
Motion to Dismiss; October 25, 2001.
|
| 33. |
Plaintiff’s Motion
for Extension of Time to Respond to Defendants Jonathan Roberts Financial
Group, Inc.’s and Alliance Capital Management Corp.’s Motion to Dismiss;
October 26, 2001.
|
| 34. |
Order Granting Plaintiff’s
Motion for Extension of Time to Respond to Defendant FFP Securities, Inc.’s
Motion to Dismiss; October 26, 2001.
|
| 35. |
Order Granting Plaintiff’s
Motion for Extension of Time to Respond to Defendants Jonathan Roberts Financial
Group, Inc.’s and Alliance Capital Management Corp.’s Motion to Dismiss; October
26, 2001.
|
| 36. |
Order Granting Plaintiff’s
Motion for Extension of Time to Respond to Defendant FSC Securites Corporation’s
Motion to Dismiss; October 26, 2001.
|
| 37. |
Plaintiff’s Motion
for Extension of Time to Respond to Defendant FFP Secuirites, Inc.’s, Motion
to Dismiss; October 26, 2001.
|
| 38. |
Magistrate Judge Assignment
Order; October 30, 2001.
|
| 39. |
Notice of Initial
Pretrial Conference; November 26, 2001.
|
| 39aaa.
|
Plaintiff's Motion for Extension of Time to Respond to
Defendant FFP Securities, Inc.'s Motion to Dismiss; November 28, 2001.
|
| 39bbb.
|
Plaintiff's Motion for Extension
of Time to Respond to Defendant Jonathon Roberts Financial Group, Inc.
and Alliance Capital Management Corp.'s Motion to Dismiss; November 28,
2001.
|
| 39ccc.
|
Plaintiff's Motion for Extension
of Time to Respond to Defendant FSC Securities Corporation's Motion to
Dismiss; November 28, 2001.
|
| 39aa.
|
Order Granting Plaintiff's Motion
for Extension of Time to Respond to Defendant FFP Securities, Inc.'s
Motion to Dismiss; November 30, 2001.
|
| 39bb.
|
Order Granting Plaintiff's Motion
for Extension of Time to Respond to Defendant FSC Securities
Corporation's Motion to Dismiss; November 30, 2001.
|
| 39cc.
|
Order Granting Plaintiff's Motion
for Extension of Time to Respond to Defendants Jonathon Roberts
Financial Group, Inc., and Alliance Capital Management Corp.'s Motion to
Dismiss; November 30, 2001.
|
39a.
|
Appearance (of RBB); December
13, 2001.
|
39b.
|
Request for Clarification
of Order Granting Plaintiff's Motion for Extension of Time to Respond to
FFP Securities, Inc.'s, Motion to Dismiss; December 13, 2001.
|
39c.
|
Request for Clarification
of Order Granting Plaintiff's Motion for Extension of Time to Respond to
Jonathon Roberts Financial Group, Inc.'s Motion to Dismiss; December 13,
2001.
|
39d.
|
Request for Clarification
of Order Granting Plaintiff's Motion for Extension of Time to Respond to
FSC Securities Corporation's Motion to Dismiss; December 13, 2001.
|
| 39dd.
|
Amended Order Granting
Plaintiff's Motion for Extension of Time to Respond to FFP Securities,
Inc.'s Motion to Dismiss; December 14, 2001.
|
| 39ddd.
|
Amended Order Granting
Plaintiff's Motion for Extension of Time to Respond to Jonathon Roberts
Financial Group, Inc.'s Motion to Dismiss; December 14, 2001.
|
| 39dddd.
|
Amended Order Granting
Plaintiff's Motion for Extension of Time to Respond to FFP Securities
Corporation's Motion to Dismiss; December 14, 2001.
|
39e.
|
Plaintiff's Motion for Extension
of Time to Respond to Defendants Jonathon Roberts Financial Group, Inc.'s
and Alliance Capital Management Corp.'s, Motion to Dismiss; December 27,
2001.
|
39f.
|
Plaintiff's Motion for Extension
of Time to Respond to Defendant FFP Securities, Inc's Motion to Dismiss;
December 27, 2001.
|
39g.
|
Plaintiff's Motion for Extension
of Time to Respond to Defendant FSC Securities Corporation's Motion to Dismiss;
December 27, 2001.
|
| 40. |
Order Granting Plaintiff's
Motion for Extension of Time to Respond to Defendant FSC Securities Corporation's
Motion to Dismiss; December 28, 2001.
|
| 40aa.
|
Order Granting Plaintiff's Motion
for Extension of Time to Respond to Defendant FFP Securities Inc.'s
Motion to Dismiss; December 28, 2001.
|
| 40aaa.
|
Case Management Plan; January 8,
2002.
|
40a.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendant's Jonathon Roberts Financial Group,
Inc.'s and Alliance Capital Management Corp.'s Motion to Dismiss; January
11, 2002.
|
40b.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendant FSC Securities Corporation's Motion
to Dismiss; January 11, 2002.
|
40c.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendant FFP Securities, Inc.'s Motion to
Dismiss; January 11, 2002.
|
40d.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendants Jonathon Roberts Financial, Inc.'s
and Alliance Capital Management Corp.'s Motion to Dismiss; January 14, 2002.
|
40e.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendant FSC Securities Corporation's Motion
to Dismiss; January 14, 2002.
|
40f.
|
Plaintiff's Motion for Extension
of Time (One Day) to Respond to Defendant FFP Securities, Inc.'s Motion to
Dismiss; January 14, 2002.
|
40g.
|
Order on January 11, 2002,
Initial Pretrial Conference; January 14, 2002.
|
41.
|
Motion for Leave of Court
to File Receiver’s Response to Motions to Dismiss of FSC Securities Corporation,
FFP Securities, Inc., Jonathon Roberts Financial Group, Inc., and Alliance
Capital Management Corp.; January 15, 2002.
|
|
- Exhibit "1"
|
|
- Exhibit "A"
|
| 41a.
|
Motion for Leave of Court to File
Receiver's Response to Motions to Dismiss of FSC Securities Corporation,
FFP Securities, Inc. Jonathon Roberts Financial Group, Inc. and Alliance
Capital Management Corp.; January 15, 2002.
|
| 41b.
|
Order Granting Plaintiff's Motion
for Extension of Time (One Day) to Respond to Defendant FFP Securities
Inc.'s Motion to Dismiss; January 18, 2002.
|
| 41c.
|
Order Granting Plaintiff's Motion
for Extension of Time (One Day) to Respond to Defendant Jonathon Roberts
Financial Group, Inc. and Alliance Capital Management Corp.'s Motion to
Dismiss; January 18, 2002.
|
| 41d.
|
Order Granting Plaintiff's Motion
for Extension of Time (One Day) to Respond to Defendant FSC Securities
Corporation's Motion to Dismiss; January 18, 2002.
|
| 41e.
|
Order Granting Motion for Leave
of Court to File Receiver's Response to Motions to Dismiss of FSC
Securities Corporation, FFP Securities, Inc., Jonathon Roberts Financial
Group, Inc., and Alliance Capital Management Corp.; January 13, 2002.
|
| 42.
|
Unopposed Joint Motion for
Enlargement of Time; February 13, 2002.
|
| 42a.
|
Order (Enlargement of Time by
Defendants); February 19, 2002.
|
| 43.
|
Defendant Jonathan Roberts' Reply
Brief in Support of its Motion to Dismiss; February 20, 2002.
|
| 44.
|
FSC Securities Corporation's
Provision of Out-of-State Authorities; February 21, 2002.
|
| 45.
|
Reply Brief in Support of
Defendant FFP Securities, Inc.'s ("FFP") Motion to Dismiss;
February 21, 2002.
|
| 46.
| FSC Securities Corporation Reply
Brief in Support of Motion to Dismiss; February 21, 2002.
|
| 46a.
|
Initial Pretrial Disclosures;
March 11, 2002.
|
| 47.
|
Plaintiff’s Preliminary Witness
& Exhibit List; March 12, 2002.
|
| 48.
|
Notice of Initial Disclosures by
Plaintiff to Defendant; March 12, 2002.
|
| 49.
|
Order (For Motion to Reconsider or to Correct Error); March 19, 2002.
|
| 50.
|
Notice of Change of Address; March
21, 2002.
|
| 50a. |
Defendant's Initial Rule 26 Disclosures; April 10, 2002. |
| 50b. |
Notice of Initial Disclosures by Defendant to Plaintiff;
April 10, 2002. |
| 50c. |
Defendant's Priliminary Witness and Exhibit List; April 10, 2002. |
| 50d. |
Defendant Jonathan Roberts' Initial Disclosures; April 11, 2002. |
| 50e. |
Defendant Jonathan Roberts' Notice of Initial Disclosures;
April 11, 2002. |
| 50f. |
Defendant Jonathan Roberts' Preliminary Witness List;
April 11, 2002. |
| 51.
|
Plaintiff's First Request for Production of Documents to FSC
Securities Corporation; May 13, 2002.
|
| 52.
|
Plaintiff's First Set of Interrogatories to FSC Securities
Corporation; May 13, 2002.
|
| 53.
|
Motion to Extend Deadline for Amending Pleadings; May 21, 2002.
|
| 54.
|
Order Granting Motion to Extend
Deadline for Amending Pleadings;
May 22, 2002.
|
| 55.
|
Second Motion to Extend Deadline for Amending Pleadings; June 19, 2002.
|
| 56.
|
Entry Setting Oral Argument; June 27, 2002.
|
| 57.
|
Plaintiff's First Interrogatories and First Requests for Production
of Documents to FFP Securities, Inc.; July 3, 2002.
|
| 58.
|
Plaintiff's First Interrogatories and First Requests for Production
of Documents to Jonathon Roberts; July 3, 2002.
|
| 59.
|
Plaintiff's First Interrogatories and First Requests for Production
of Documents to FSC Securities Corporation; July 3, 2002.
|
| 60. |
Order Granting Second Motion to Extend Deadline for
Amending Pleadings; July 16, 2002. |
| 61. |
Joint Motion for Extension of Time; August 2, 2002 |
| 62. |
Receiver's Response to Defendants' Joint Motion
for Extension of Time; August 5, 2002. |
| 63. |
Order Granting Admission Pro Hac Vice (Ted S. Helwig); August 5, 2002.
|
| 64. |
Order (MET to answer to Plaintiff's Discovery 30 days after hearing); August 9, 2002.
|
| 65. |
Entry on Motion to Dismiss; September 30, 2002.
|
| 66. |
Judgment of Dismissal; September 30, 2002.
|