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SEVENTH CIRCUIT COURT OF APPEALS
JAMES A KNAUER, AS THE COURT APPOINTED RECEIVER FOR
HEARTLAND FINANCIAL SERVICES, INC. AND
JMS INVESTMENT GROUP, LLC.

VS.

JONATHON ROBERTS FINANCIAL GROUP, INC.,
ALLIANCE CAPITAL MANAGEMENT CORP.,
ANDOVER SECURITIES, INC.,
FSC SECURITIES CORPORATION, INC.,
FFP SECURITIES, INC.

PLEADING INDEX

1. Judgment of Dismissal; September 30, 2002 (Federal Court)

2. Entry on Motion to Dismiss; September 30, 2002 (Federal Court)

3. Docketing Statement; October 29, 2002 (Federal Court)

4. Notice of Appeal

5. Order; November 6, 2002 (7th Cir. Court of Appeals)

6. Notice of Docketing Appeal; November 6, 2002.

7. Appellant's Proposed Designation of Evidence; November 8, 2002 (Federal Court)

8. Plaintiff's Motion to Supplement the Record; November 22, 2002 (Federal Court)

9. Circuit Rule 26.1 Disclosure Statement (By Defendant FFP Securities, Incorp.); November 26, 2002 (7th Circuit Court of Appeals)

10. Motion for Extension of Time Within Which to File Appellant's Brief and Appendix; December 4 ,2002 (7th Circuit Court of Appeals)

11. Order Granting Plaintiff's Motion to Supplement the Record; December 5, 2002 (Federal Court)

12. Circuit Rule 26.1 Disclosure Statement; (Plaintiff); December 5, 2002 (7th Circuit Court of Appeals)

13. Circuit Rule 26.1 Disclosure Statement; (Jonathon Roberts and Alliance Capital Mgmt. Corp.); December 6, 2002 ( 7th Circuit Court of Appeals)

14. FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Record; December 9, 2002.

15. Notice from Court Outlining New Dates for the Briefs from the Appellant and Appelle; December 11, 2002 (7th Circuit Court of Appeals)

16. Receiver's Response to FSC Securities Corporation's Motion to Reconsider and Objection to the Plaintiff's Motion to Supplement the Record; December 12, 2002 (Federal Court)

17. FFP Securities, Inc's Joinder in Motion to Reconsider and Objection of FSC Securities Corporation; December 12, 2002 (Federal Court)

18. Entry Setting Oral Argument; December 12, 2002 (Federal Court)

19. Receiver's Response to FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Records; December 12, 2002.

20. Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 9, 2003 (district court)

21. Response to Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 13, 2003 (district court)

22. Response to Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 13, 2003.

23. Brief and Short Appendix for Plaintiff-Appellant James A. Knauer; January 21, 2003 (See Separate Redwell)

Pleading - Part 1, Part 2

Exhibit A

24. Appendix for Plaintiff-Appellant James A. Knauer; January 21, 2003 (Seventh Circuit)(See Separate Redwell)

Exhibit A
Exhibit B - part 1, part 2, part 3, part 4
Exhibit C - part 1, part 2, part 3, part 4, part 5
Exhibit D
Exhibit E
Exhibit F
Exhibit G
Exhibit H
Exhibit I
Exhibit J
Exhibit K

25. Order Granting Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 27, 2003 (District Court)

26. Motion of Appellees to Extend Time for Filing Brief; February 3, 2003 (Federal Court)

27. Notice from Seventh Circuit Court (Consideration on Motion for Extension of Time by Defendants); February 5, 2003.

28. Official Reporter's Transcript of Oral Argument on FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Record; February 28, 2003 (District Court) (See Separate Redwell)

29. Defendants-Appellees' Motion to File Oversized Joint Brief; March 12, 2003 (Seventh Circuit)

30. FSC's Notice of Filing Rule 26.1 Disclosure Statement; March 23, 2003 (Federal Court)

31. Brief of Defendants-Appellees; March 24, 2003 (Seventh Circuit) (See Separate Redwell)

32. Reply Brief for Plaintiff-Appellant James A. Knauer; April 8, 2003 (Seventh Circuit) (See Separate Redwell)

33. Notice from Seventh Circuit (Setting matter for Oral Argument); April 10, 2003 (Seventh Circuit)

34. Order Denying Defendants-Appellees' Motion to File Oversized Brief (denied because Defendants-Appellees filed Brief on March 24, 2003); April 11, 2003 (Seventh Circuit)

35. 7th Circuit Decision; October 22, 2003

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1.	Judgment of Dismissal; September 30, 2002 (Federal Court)
2.	Entry on Motion to Dismiss; September 30, 2002 (Federal Court)
3.	Docketing Statement; October 29, 2002 (Federal Court)
4.	Notice of Appeal
5.	Order; November 6, 2002 (7th Cir. Court of Appeals)
6.	Notice of Docketing Appeal; November 6, 2002.
7.	Appellant's Proposed Designation of Evidence; November 8, 2002 (Federal Court)
8.	Plaintiff's Motion to Supplement the Record; November 22, 2002 (Federal Court)
9.	Circuit Rule 26.1 Disclosure Statement (By Defendant FFP Securities, Incorp.); November 26, 2002 (7th Circuit Court of Appeals)
10.	Motion for Extension of Time Within Which to File Appellant's Brief and Appendix; December 4 ,2002 (7th Circuit Court of Appeals)
11.	Order Granting Plaintiff's Motion to Supplement the Record; December 5, 2002 (Federal Court)
12.	Circuit Rule 26.1 Disclosure Statement; (Plaintiff); December 5, 2002 (7th Circuit Court of Appeals)
13.	Circuit Rule 26.1 Disclosure Statement; (Jonathon Roberts and Alliance Capital Mgmt. Corp.); December 6, 2002 ( 7th Circuit Court of Appeals)
14.	FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Record; December 9, 2002.
15.	Notice from Court Outlining New Dates for the Briefs from the Appellant and Appelle; December 11, 2002 (7th Circuit Court of Appeals)
16.	Receiver's Response to FSC Securities Corporation's Motion to Reconsider and Objection to the Plaintiff's Motion to Supplement the Record; December 12, 2002 (Federal Court)
17.	FFP Securities, Inc's Joinder in Motion to Reconsider and Objection of FSC Securities Corporation; December 12, 2002 (Federal Court)
18.	Entry Setting Oral Argument; December 12, 2002 (Federal Court)
19.	Receiver's Response to FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Records; December 12, 2002.
20.	Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 9, 2003 (district court)
21.	Response to Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 13, 2003 (district court)
22.	Response to Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 13, 2003.
23.	Brief and Short Appendix for Plaintiff-Appellant James A. Knauer; January 21, 2003 (See Separate Redwell)
	Pleading - Part 1, Part 2
	Exhibit A
24.	Appendix for Plaintiff-Appellant James A. Knauer; January 21, 2003 (Seventh Circuit)(See Separate Redwell)
	Exhibit A Exhibit B - part 1, part 2, part 3, part 4 Exhibit C - part 1, part 2, part 3, part 4, part 5 Exhibit D Exhibit E Exhibit F Exhibit G Exhibit H Exhibit I Exhibit J Exhibit K
25.	Order Granting Motion to Compel Plaintiff to Order Transcript of Hearing for Appeal; January 27, 2003 (District Court)
26.	Motion of Appellees to Extend Time for Filing Brief; February 3, 2003 (Federal Court)
27.	Notice from Seventh Circuit Court (Consideration on Motion for Extension of Time by Defendants); February 5, 2003.
28.	Official Reporter's Transcript of Oral Argument on FSC Securities Corporation's Motion to Reconsider and Objection to Plaintiff's Motion to Supplement the Record; February 28, 2003 (District Court) (See Separate Redwell)
29.	Defendants-Appellees' Motion to File Oversized Joint Brief; March 12, 2003 (Seventh Circuit)
30.	FSC's Notice of Filing Rule 26.1 Disclosure Statement; March 23, 2003 (Federal Court)
31.	Brief of Defendants-Appellees; March 24, 2003 (Seventh Circuit) (See Separate Redwell)
32.	Reply Brief for Plaintiff-Appellant James A. Knauer; April 8, 2003 (Seventh Circuit) (See Separate Redwell)
33.	Notice from Seventh Circuit (Setting matter for Oral Argument); April 10, 2003 (Seventh Circuit)
34.	Order Denying Defendants-Appellees' Motion to File Oversized Brief (denied because Defendants-Appellees filed Brief on March 24, 2003); April 11, 2003 (Seventh Circuit)
35.	7th Circuit Decision; October 22, 2003